Regulatory Alerts1995-01-01
Decision No. 015 of 1995 on Inspection and Supervision Rules for Securities Companies
The Financial Regulatory Authority issued Decision No. 015 of 1995 to establish mandatory inspection and supervision frameworks for all companies operating within the securities sector. The regulation requires these firms to implement standardized compliance audits, maintain strict financial reporting protocols, and submit to continuous operational oversight. It further defines enforcement mechanisms and imposes specific penalties on securities companies that violate the established regulatory standards.
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