Regulatory Alerts1999-01-01
Law No. 7 of 1999 Regarding Collective Contracts by Brokerage Companies
The Financial Regulatory Authority issued Law No. 7 of 1999 to regulate the conduct of brokerage companies. This legislation mandates that certain brokerage firms must enter into collective contracts with their clients through record-keeping companies. The regulation establishes a standardized framework for client agreements to ensure compliance and operational consistency within the financial sector.
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