FSCA Communication 35 of 2023 (FAIS): Access to Webinar Recordings for Financial Services Providers

1 FSCA COMMUNICATION 35 OF 2023 (FAIS) Access to recordings of webinars held for Financial Services Providers

1. PURPOSE The purpose of this Communication is to inform registered Financial Services Providers (FSPs) that recordings of recent webinars hosted by the Financial Sector Conduct Authority (FSCA) are available on the FSCA’s YouTube channel and to provide additional detail in this regard.
2. BACKGROUND 2.1. The FSCA recorded three new webinars for FSPs during November and December 2023. 2.2. Recordings of all three webinars are now available for viewing on the FSCA’s YouTube channel at the links provided below.
3. DETAILS OF THE WEBINARS 3.1. WEBINAR 1 Topic: Financial soundness requirements for juristic representatives Contents: • The relevant financial soundness requirements for juristic representatives • Board Notice 194 of 2017 • Amendments per Board Notice 706 of 2020: 26 June 2020 Links: Click here to access the recording and to register and complete the assessment. 3.2. WEBINAR 2: Topic: Liquidity requirements for FSPs Contents: • The applicable liquidity requirements for FSPs • Board Notice 194 of 2017 • Amendments per Board Notice 706 of 2020: 26 June 2020 Links: Click here to access the recording and to register and complete the assessment.

2 3.3 WEBINAR 3: Topic: Financial soundness: Early warning requirements for category I FSPs that collect premiums and category II, IIA and III FSPs Contents: • Early warning requirements and how it works • Board Notice 194 of 2017 • Amendments per Board Notice 706 of 2020: 26 June 2020 Links: Click here to access the recording and to register and complete the assessment. 4. ENQUIRIES 4.1. For more information about this Communication and the above webinars, please contact: • Ms Charene Nortier: Charene.Nortier@fsca.co.za • Ms Mpho Mashashane-Masango: Mpho.Mashashane-masango@fsca.co.za • Ms. Dimakatso Zililo: Dimakatso.Zililo@fsca.co.za • Mr Xolani Mkumla: Xolani.Mkumla@fsca.co.za • Mr Vuyile Mnukwa: Vuyile.Mnukwa@fsca.co.za 4.2 For any problems accessing the recordings, please contact Mr Akashen Rampersadh at Akashen.Rampersadh@fsca.co.za 4.3 This Communication is available on the FSCA’s website (www.fsca.co.za) at the following path: Home > Regulatory Frameworks > Industry Communication > FAIS > FSCA Communication. FARZANA BADAT DEPUTY COMMISSIONER FINANCIAL SECTOR CONDUCT AUTHORITY Date of publication: 13 December 2023