Regulatory Alerts2017-11-30
CP17/39: Quarterly Consultation Paper No 19
The Financial Conduct Authority issued this consultation paper proposing amendments to its Handbook to reflect governance changes, clarify listing and diversity reporting rules, and implement the Insurance Distribution Directive. The document also seeks feedback on extending Financial Ombudsman Service access to politically exposed persons and updating referral procedures for pension complaints. Additionally, it proposes regulatory changes to collect the general levy from registered account information service providers under PSD2 and updates financial crime reporting guidance.
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