Regulatory AlertsDOC-2009-07 Prior Authorization Application Dossier Submitted to the AMF for CCP Adhesion or Settlement System Participation
The Autorité des Marchés Financiers (AMF) issued Instruction DOC-2009-07 to define the mandatory content of prior authorization applications submitted by central counterparties or settlement system operators. The regulation requires applicants to provide detailed information regarding their legal structure, governance, risk management capabilities, and regulatory oversight framework. Additionally, the AMF retains the authority to request any supplementary information deemed necessary to evaluate the establishment's eligibility for adhesion or participation.
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