Regulatory AlertsCP19/33: Quarterly Consultation Paper No 26
The Financial Conduct Authority proposes amendments to clarify that the Financial Services Compensation Scheme covers only one protected claim per act or omission against either an appointed representative or its principal. The regulator also seeks to correct an unintended requirement for Sale and Purchase agreements to be available online by reinstating the option for hard copy inspection. Additionally, new Listing Rules are proposed to mandate that issuers publicly disclose information regarding the rights attached to their listed securities to ensure investor transparency.
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