2021-11-10
The regulator issues this exemption form to permit qualified entities to hold assets otherwise barred by prohibited investment restrictions. The document specifies eligibility requirements, application procedures, and ongoing compliance obligations for claiming the exemption. Updated in November 2024, it replaces prior guidance and streamlines the approval process for regulated financial institutions.
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File Size 70.55 KB
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Create Date November 10, 2021
Last Updated November 1, 2024
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