2018-08-22
The Commission de Surveillance du Secteur Financier issued Circular 18/699 to update the regulatory table for Investment Firms regarding persons responsible for certain functions and activities. This document revises the specific requirements and listings for individuals holding key responsible roles within the investment firm sector. The update ensures that the regulatory framework accurately reflects the current obligations for personnel accountability in financial services.
Published on 22 August 2018
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CSSF circular
Update of table Investment Firm (IF) “Persons responsible for certain functions and activities”
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