Regulatory Alerts2026-03-20
Superintendence Resolution No. 018-2026-SMV/10
The Superintendence of the Market and Securities imposed a fine of 4,500 UIT on Prudential SAF Sociedad Administradora de Fondos S.A.C. for failing to submit occasional information within the established deadlines. The regulator also decided not to sanction the entity for a separate charge regarding the delayed communication of periodic information for an investment fund in liquidation. Consequently, the administrative sanctioning procedure was concluded regarding that specific charge.
Superintendence Resolution No. 018-2026-SMV/10 March 20, 2026
Prudential SAF Sociedad Administradora de Fondos S.A.C. is sanctioned with a fine of 4,500 UIT equivalent to S/ 22,275.00 (Twenty-two thousand two hundred seventy-five and 00/100 Soles) for having committed three (3) minor infractions typified in Annex I, numeral 3, item 3.1 of the Sanctions Regulation, by failing to submit occasional information within the deadline established by the applicable regulations.
Likewise, it is declared that it is not appropriate to sanction Prudential SAF Sociedad Administradora de Fondos S.A.C. for one (1) charge referred to one (1) infraction typified in Annex I, numeral 3, item 3.1 of the Sanctions Regulation, for not timely communicating the periodic information of an investment fund in liquidation. Consequently, the administrative sanctioning procedure is concluded in this regard.
Superintendence Resolution SASP No. 018-2026-SMV PDF 945.1 KB Download