Regulatory Alerts2013-01-01
Decision No. 1005 of 2013 Regarding Technological Infrastructure and Information Security Requirements for Securities Brokerage Companies
The Financial Regulatory Authority issued Decision No. 1005 of 2013 to regulate the technological infrastructure and information security systems required of securities brokerage companies. This regulation establishes mandatory standards for data protection and operational technology to ensure the integrity and security of financial transactions. It mandates that brokerage firms implement specific safeguards to mitigate risks associated with information systems and cyber threats.
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