Regulatory Alerts2022-07-25
Recognised Investment Exchanges and the Commission’s Position in Respect of the United Kingdom
The Commission confirms that investment exchanges recognised under United Kingdom law automatically qualify as recognised investment exchanges for designated Guernsey regulatory purposes. This alignment satisfies compliance requirements under the Protection of Investors (Bailiwick of Guernsey) Law 2020, the Licensees (Conduct of Business) Rules 2021, and the Companies (Guernsey) Law 2008. Consequently, regulated entities may treat UK-recognised exchanges as fully compliant without pursuing separate local recognition.
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