Regulatory AlertsDOC-2015-09 Communication by Companies to Promote Their Securities to Individual Investors
The French Financial Markets Authority (AMF) recommends that issuers promoting their securities to individual investors explicitly draw public attention to risk factors found in the reference document or annual financial report. The regulator further advises issuers to explain their corporate strategy in a pedagogical and balanced manner. This guidance stems from the AMF's 2015 study on communication devices directed at individual shareholders.
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