Regulatory AlertsDOC-2014-01 Programme of Activity of Investment Service Providers and AMF Information
The French Financial Markets Authority (AMF) issued Instruction DOC-2014-01 to define the conditions for approving the program of activity for investment service providers other than portfolio management companies. The instruction details procedures for passport notifications, client categorization thresholds, and authorizations for reference index administration and data communication services. It also outlines specific organizational obligations, including compliance functions and personal transactions, while noting that updates regarding MiFID II transposition are pending.
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