Regulatory Alerts2017-12-14
Circular 13/2017: New Recommendation on Counterparties
The Norwegian Financial Supervisory Authority issued Circular 13/2017 to introduce a new recommendation regarding counterparties. The regulation applies to banks, holding companies in financial groups, financing companies, credit companies, and securities firms licensed to provide specific investment services. This document serves as the official notification for these entities to adhere to the updated guidelines.
Circular/Guidance
Circular 13/2017
New Recommendation on Counterparties (pdf)
The Circular applies to: Banks Holding companies in financial groups Financing companies Credit companies Securities firms with permission to provide the investment services mentioned in the Securities Trading Act § 2-1 (1) nos. 2, 3, 6 and 7
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