Regulatory AlertsDOC-2007-01 Professional Cards for Individuals Other Than RCCI or RSCI and Staff of Trading Venues, MTF Managers, or Clearing Houses
The Autorité des marchés financiers (AMF) issued Instruction DOC-2007-01 to establish organizational rules and doctrines regarding professional cards for individuals who are not RCCI or RSCI holders. This regulation specifically governs the professional cards of staff working at trading venues, multilateral trading facility managers, and clearing houses. The document mandates compliance with Articles 313-29, 313-32, 512-11, 523-3, and 541-9 of the General Regulation.
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