Regulatory AlertsDOC-2018-04 Product Governance Requirements under the MiFID II Directive
The French Autorité des Marchés Financiers (AMF) applies ESMA guidelines on MiFID II product governance requirements to investment service providers. These requirements detail the obligations of both product manufacturers and distributors, specifically regarding target market definitions and distribution strategies. The AMF's position DOC-2018-04 integrates these standards to ensure compliance with Articles L. 533-24 and L. 533-24-1 of the Monetary and Financial Code.
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IV - Marketing - Client Relationship IV. 1 - General Provisions Doctrinal Statement MiFID
Product Governance Requirements under the MiFID II Directive
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Applicable from October 3, 2023 Position DOC-2018-04
Download Viewed Version Summary The AMF applies ESMA's guidelines on product governance requirements under the MiFID II Directive (ESMA35-43-3448) to investment service providers. These guidelines, integrated into position DOC-2018-04, aim to detail the obligations of manufacturers and distributors, particularly regarding the categories to be considered for defining the target market and their alignment with the distribution strategy.
Download the doctrinal statement Reference texts
Articles L. 533-24 and L. 533-24-1 of the Monetary and Financial Code
Articles 313-1 and following of the General Regulation
Guidelines on product governance requirements under the MiFID II Directive Archives
The AMF applies ESMA's guidelines on product governance requirements under the MiFID II Directive (ESMA35-43-620) to investment service providers. These guidelines, integrated into position DOC-2018-04, aim to detail the obligations of manufacturers and distributors, particularly regarding the categories to be considered for defining the target market and their alignment with the distribution strategy.
Download the doctrinal statement Reference texts
Articles L. 533-24 and L. 533-24-1 of the Monetary and Financial Code
Articles 313-1 and following of the General Regulation
Guidelines on product governance requirements under the MiFID II Directive
Guidelines on MiFID II product governance requirements Legal notices: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02