Regulatory Alerts2022-12-07
Agreement 10-2022 of December 7, 2022 Modifying Articles 11, 13, and 14 of Agreement 05-2014
The Board of Directors of the Superintendency of the Securities Market of Panama issued Agreement 10-2022 to amend licensing regulations for brokers, analysts, and executives. The agreement eliminates the requirement for authenticated work permits for certain license applicants and updates procedures for license status changes and expiration. It also establishes transitional provisions to allow the renewal of licenses expired during the national emergency state due to COVID-19, provided specific fees and employment evidence are submitted.
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