Regulatory Alerts2018-02-16
Pension Arrangements in the Bailiwick: Thematic Review 2017
The Guernsey Financial Services Commission issued this thematic review to assess current practices among pension providers ahead of the implementation of new Pension Rules. The report highlights key findings regarding introducer due diligence, investment management principles, fee transparency, and the critical need for timely bookkeeping and reconciliations. It also examines complaint handling procedures, noting that poor investment performance remains the primary source of member dissatisfaction.
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