Regulatory Alerts2019-10-15
Market Guidance Note – New Funds Undermanagement Reporting Format
The Securities and Exchange Commission of Ghana mandates Fund Managers to submit quarterly Funds Under Management reports using a newly prescribed format, alongside placement reports for Collective Investment Schemes. The initial Third Quarter 2019 filings are due by October 21, 2019, with late submissions subject to penalties under Regulation 35 of LI 1728. Subsequent reports will be consolidated with standard quarterly returns per Regulation 33(3), streamlining compliance for capital market operators.
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