Regulatory Alerts2016-09-29
Resolution of 23 September 2016 by the National Securities Market Commission Modifying Annex I of the Resolution of 16 November 2011 Creating and Regulating the CNMV Electronic Registry
The Spanish National Securities Market Commission (CNMV) issues this resolution to modify Annex I of its 2011 regulation on the Electronic Registry, incorporating three new standardized electronic procedures: EEA for Issuance and Admission files, EXD for Entity File Documentation, and FIA for Alternative Investment Fund information. These additions align with recent EU regulations and Spanish laws requiring electronic submission of prospectuses, periodic reporting by alternative investment fund managers, and classified documentation for supervised entities via the CIFRADOC/CNMV service. The resolution updates the official list of electronic documents to enhance efficiency and ensure compliance with information requirements for market admission and ongoing supervision.