Regulatory Alerts2020-05-04
Summary of Amendments to the Revised Guidelines on Compliance Function for Fund Management Companies
Issued on 4 May 2020, this document outlines key amendments to the Revised Guidelines on Compliance Function for Fund Management Companies. It details the repositioning of existing requirements from Chapter 8 into Chapter 4 to align with the new Guidelines on Advertising for Capital Market Products and Related Services. Additionally, specific paragraphs in Chapter 8 were disapplied, and consequential amendments were made to Chapter 13 regarding Digital Investment Management Companies.
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