Regulatory Alerts2022-08-10
Circular to Market Operators on Advertising Provisions in the Securities Industry
The Securities and Exchange Commission of Ghana has issued this circular to require all market operators to strictly comply with existing legal provisions governing advertisements in the securities industry. The directive mandates adherence to specific sections of the Securities Industry Act 2016, the SEC Regulations 2003, and relevant Conduct of Business Guidelines. Non-compliance will trigger direct enforcement actions under Section 206 of Act 929 and Regulation 44 of L.I. 1728, with supporting documents available on the SEC website or in Annex A.
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