Regulatory Alerts2020-12-29
S.I. 266 of 2019 Securities (Alternative Trading)
The securities regulator issued Statutory Instrument 266 of 2019 to establish a comprehensive framework for Alternative Trading Systems. This instrument requires all licensed operators to adhere to strict operational, reporting, and compliance standards that ensure market integrity and investor protection. It further grants supervisory authorities enhanced powers to monitor licensing, governance structures, and ongoing trading activities.
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