Regulatory AlertsAMF Q&A on Securitization Undertakings (DOC-2011-02)
The French Autorité des Marchés Financiers (AMF) issued this document to clarify professional inquiries regarding the roles of management companies and depositaries, eligible assets, public offerings, and the marketing of securities issued by Securitization Undertakings. The guidance specifically addresses regulatory requirements under the French Monetary and Financial Code and the AMF General Regulation. The document notes that it has not yet been updated to reflect the transposition of MiFID II or the legal separation between investment firms and portfolio management companies.
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II - Investment Products II. 1 - Collective Investments II. 1.3. Specific Provisions for FIA II. 1.3.5. Specific Provisions for Securitization Undertakings
Doctrine Collective Investments
AMF Q&A on Securitization Undertakings ("SU")
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Applicable as of March 14, 2016 Position DOC-2011-02
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Summary The Q&A on Securitization Undertakings aims to address questions that professionals may have, particularly regarding the role of the management company, the role of the depositary, eligible assets, public offerings or admission to trading of financial securities, and the marketing of financial securities issued by the Securitization Undertaking. This document has not been updated regarding texts transposing MiFID II and/or separating the legal regime of investment firms and portfolio management companies. This update will be carried out shortly.
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Article L.214-49-14 of the Monetary and Financial Code
Article D.214-3 of the Monetary and Financial Code
Article L.214-24-8 of the Monetary and Financial Code
Article L.214-178 of the Monetary and Financial Code
Article L.214-183 of the Monetary and Financial Code
Article 323-2 of the General Regulation
Placement and marketing of financial instruments Archives
The Q&A on Securitization Undertakings aims to address questions that professionals may have, particularly regarding the role of the management company (management companies for common fund companies or portfolio management companies), the role of the depositary, eligible assets, public offerings or admission to trading of financial securities, and the marketing of financial securities issued by the Securitization Undertaking.
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Article L.214-49-2 of the Monetary and Financial Code
Article L.214-49-7 of the Monetary and Financial Code
Article L.214-49-14 of the Monetary and Financial Code
Article D.214-3 of the Monetary and Financial Code
Article 323-2 of the General Regulation
Placement and marketing of financial instruments
Download the doctrine Legal notices: Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02