Regulatory Alerts2014-09-29
Concise Statement of Substance and Purpose and Securities (General) By-Law
The Trinidad and Tobago Securities and Exchange Commission issued the proposed Securities (General) By-Laws, 2014 to provide operational guidance and clarify obligations under the Securities Act, 2012. The by-laws establish detailed requirements for registrants and self-regulatory organizations, covering registration criteria, capital standards, disclosure obligations, and standards of conduct. The Commission invited public comments on the proposed regulations by October 24, 2014, prior to their potential enactment.
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