Regulatory Alerts2021-11-10
FM.S.3.4 Information About an Issuer and Securities Being Issued
The regulator establishes guideline FM.S.3.4 to mandate comprehensive disclosure standards for issuers and their securities offerings. Issuers must accurately detail corporate governance, financial performance, and specific security attributes to ensure market transparency. The October 2024 update refines these requirements, streamlining compliance for capital raising activities while maintaining rigorous investor protection standards.
Share