Regulatory Alerts2020-06-29
Implementation of ESMA Guidelines on Knowledge and Competence Assessment (ESMA/2015/1886)
The Prudential Control and Resolution Authority (ACPR) College has declared compliance with ESMA Guidelines on the assessment of knowledge and competence for personnel providing investment advice or information on financial instruments. These guidelines apply to credit institutions marketing structured deposits as defined in Article L. 312-22 of the Monetary and Financial Code. Institutions must take all necessary measures to comply with these guidelines in accordance with Article 16 of Regulation (EU) No 1095/2010.
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