Regulatory Alerts2018-11-30 | Code of ConductCode of Conduct for Authorized Money Broking Companies
The Central Bank of Sri Lanka issued this Code of Conduct to enforce high standards of integrity and professionalism among Authorized Money Broking Companies. The document mandates strict adherence to ethical principles, including confidentiality, conflict of interest management, and prohibitions on market manipulation and personal trading. It further requires robust operational controls such as voice recording of deals, segregation of duties, business continuity planning, and specific professional qualifications for dealers.
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