Regulatory Alerts2022-02-25
Circular to Market Operators on the Submission of Licence Renewal Applications
The Securities and Exchange Commission of Ghana requires all licensed market operators to submit licence renewal applications at least three months before expiry, in accordance with Section 111(1) of the Securities Industry Act 2016. The circular establishes fixed submission deadlines, mandating mutual funds and unit trusts to apply by 1 October for licences expiring on 31 December, while fund managers, broker dealers, issuing houses, representatives, and investment advisors must submit by 1 April for 30 June expiries. Operators must utilize the prescribed application forms and fees, with additional clarification available through the SEC website or designated contact channels.
Share