Regulatory Alerts2020-12-23 | 29691Distribution and Sale of Collective Investment Schemes
The Insurance Sector regulatory authority has issued binding guidelines governing the distribution and sale of collective investment schemes to standardize market practices and enhance investor protection. The framework requires authorized distributors to implement comprehensive governance structures, conduct rigorous suitability assessments, and maintain transparent disclosure protocols for all marketed products. Additionally, the rules establish continuous monitoring obligations and clear enforcement mechanisms to ensure ongoing compliance across all distribution channels.
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