2020-10-14

Capital Adequacy Directive for Securities Market Intermediaries

SECZ has issued a capital adequacy directive mandating minimum financial reserves and standardized reporting for securities market intermediaries. The regulation requires qualifying entities to maintain specified capital thresholds, implement continuous risk assessment protocols, and submit audited financial statements on a quarterly basis. Updated in January 2021, the directive clarifies compliance deadlines and enforcement procedures to strengthen market stability and protect investor capital.

Zimbabwe

Securities and Exchange Commission Zimbabwe

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2.68 MB

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Create Date

October 14, 2020

Last Updated

January 12, 2021

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Policy Directives

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SECZ

Updated January 12, 2021

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