Regulatory Alerts2015-10-02
Added · Updated
Circular Letter - Obligations Re: Securities (General) By-laws 2015
The Trinidad and Tobago Securities and Exchange Commission issued this circular to remind Reporting Issuers of continuous disclosure and filing obligations under the newly enacted Securities (General) By-laws 2015. The document mandates specific deadlines for submitting interim and audited financial statements, annual reports, material change notices, revised registration statements, and notifications of corporate changes. It further warns that failure to comply with these requirements within the specified timeframes may result in administrative fines of TT$1,000 per day and requires issuers to designate a primary contact officer by September 4, 2015.
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