Regulatory Alerts2016-07-20
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CP21/7 A new UK prudential regime for MiFID investment firms
The Financial Conduct Authority issued consultation paper CP21/7 to propose a new UK prudential regime for MiFID investment firms. The document outlines regulatory changes designed to ensure these firms maintain adequate capital and risk management standards. This consultation ran from April 19, 2021, to May 28, 2021, before closing.
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