Regulatory Alerts2004-05-05
Decree No. 15 of 05.05.2004 on the Maintenance and Storage of Registers by the Commission for Financial Supervision and Matters Subject to Registration
The Commission for Financial Supervision issues Decree No. 15 to establish the procedures for maintaining and storing its official registers and defining the specific circumstances subject to registration. The decree mandates that the Commission maintain electronic databases and physical card indexes for a wide range of financial entities, including regulated markets, investment intermediaries, insurance companies, and alternative investment fund managers. It further details the mandatory information to be recorded for each entity, such as identification codes, governance structures, and regulatory sanctions, while ensuring public access to this data through electronic means.
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