CP21/7 A new UK prudential regime for MiFID investment firms

The Financial Conduct Authority issued consultation paper CP21/7 to propose a new UK prudential regime for MiFID investment firms. The document outlines the regulatory framework designed to ensure the safety and soundness of these firms following Brexit. This consultation sought feedback on the proposed rules before the regime was implemented to replace EU-derived requirements.

United Kingdom

Financial Conduct Authority

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Open consultation: CP21/7

19/04/2021

Consultation closed

28/05/2021

28/05/2021