Regulatory Alerts2008-05-20
Decree of Národná banka Slovenska No. 12/2008 on Proving Conditions for Investment Services Licences
Národná banka Slovenska establishes the specific documentation required to prove the fulfilment of statutory conditions for granting investment services licences to domestic securities dealers and foreign branches. The decree details mandatory submissions including proof of paid-up capital, verified sources of financial resources, criminal record extracts, and professional qualifications for key personnel and qualified shareholders. It further mandates transparency regarding group structures and close links, while repealing previous regulations to ensure a unified framework for licensing assessments.
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