Regulatory AlertsDOC-2018-09 Orientations on CCP and Trading Venue Transaction Flow Access for CSDs
The French Autorité des Marchés Financiers (AMF) issued position DOC-2018-09 to integrate ESMA's guidelines regarding risks that central counterparties or trading venues must consider when conducting comprehensive risk assessments for Central Securities Depository access requests. This regulatory position establishes the specific risk factors to be evaluated following a request for access to transaction flows. The measures became applicable on October 19, 2018.
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V - Market Infrastructures and Other Market Participants V. 2 - Central Securities Depositories, Clearing Houses, Settlement and Delivery Systems Doctrine CSDR
Orientations on CCP and Trading Venue Transaction Flow Access for CSDs
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Applicable from October 19, 2018 Position DOC-2018-09
Download Viewed Version Summary Position DOC-2018-09 aims to integrate into the AMF's regulatory practices the ESMA guidelines concerning the risks to be considered by a central counterparty or a trading venue when carrying out a comprehensive risk assessment following a request for access to the transaction flow of the central counterparty or the trading venue.
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Orientations on CCP and Trading Venue Transaction Flow Access for CSDs - ESMA70-151-298 FR Archives
Position DOC-2018-09 aims to integrate into the AMF's regulatory practices the ESMA guidelines concerning the risks to be considered by a central counterparty or a trading venue when carrying out a comprehensive risk assessment following a request for access to the transaction flow of the central counterparty or the trading venue. This position will be applicable from October 19, 2018.
Download the doctrine
Orientations on CCP and Trading Venue Transaction Flow Access for CSDs - ESMA70-151-298 FR Legal notices: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02