Regulatory Alerts2019-04-26
Public Notice by the SEC in Respect of Companies Whose Licences Have Been Revoked
The Securities and Exchange Commission has revoked the fund management licences of five specific companies under Section 122 of the Securities Industry Act 2016. The affected entities, including Georgetown Capital Partners Ltd and Equity Capital Ltd, are no longer authorized to conduct fund management activities. Investors are warned against engaging in transactions with these firms to avoid unnecessary risk and are directed to contact the Commission for further clarification.
Share