Regulatory Alerts2021-11-10
FS.R.6.3 Exemption from Investment Limits
The regulator issues this rule to exempt qualifying entities from standard investment limits, permitting expanded portfolio allocations without breaching statutory caps. This exemption applies to designated fund managers and institutional investors meeting specific capital adequacy thresholds, thereby reducing compliance burdens while preserving market stability. The directive takes effect upon publication and supersedes prior conflicting provisions regarding maximum holding percentages.
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