Regulatory Alerts2022-12-19
Guidelines on the Registration of Bond Pricing Agencies
The Securities Commission Malaysia issues these guidelines to establish the regulatory framework and procedures for entities seeking registration as bond pricing agencies. Applicants must satisfy strict criteria including minimum capital, independence safeguards, indemnity insurance, and specific operational expertise to provide daily fair bond prices. Registered agencies are subject to continuous compliance obligations, detailed reporting requirements, and potential revocation of registration for non-compliance or material breaches.
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