Regulatory Alerts2023-01-01
Guidelines for Valuers Providing Services to Market Institutions and Listed Companies
The Securities and Exchange Commission of Sri Lanka issued these guidelines to regulate valuers acting as supplementary service providers for market institutions, intermediaries, listed public companies, and collective investment schemes. The document mandates that valuers possess specific professional qualifications, maintain written agreements, retain records for at least six years, and adhere to strict standards regarding conflicts of interest and cooperation with auditors. It further empowers the Commission to request information and issue directives for corrective actions to protect investor interests.
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