Regulatory Alerts2017-07-28
Decision on Additional Documentation for Operating Licence Applications under Articles 17 and 19 of Regulation (EU) No 909/2014
The Croatian Financial Services Supervisory Agency issued this Decision to specify the additional documentation that central securities depositories – applicants must submit when applying for an operating licence or its extension under Articles 17 and 19 of Regulation (EU) No 909/2014. It mandates that applicants provide a short summary for each required document, detailing the covered provisions, compliance methods, and exact locations of fulfillment, alongside a clear timeline for any deferred obligations. The management of the applicant depository must approve all submitted documentation and summaries, ensuring full responsibility for their truthfulness, accuracy, and completeness.
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