Regulatory AlertsDOC-2018-10 Orientations on rules and procedures applicable in the event of a CSD participant failure
The AMF issued position DOC-2018-10 to integrate ESMA's guidelines into its regulatory practices regarding Central Securities Depositories (CSDs). This document mandates that CSDs establish specific rules and procedures to manage the remediation of a participant's failure as required by Article 41 of Regulation (EU) No 909/2014. The position became applicable on October 19, 2018.
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V - Market Infrastructures and Other Market Participants V. 2 - Central Securities Depositories, Clearing Houses, Settlement and Delivery Systems Doctrine CSDR
Orientations on rules and procedures applicable in the event of a CSD participant failure
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Applicable as of October 19, 2018 Position DOC-2018-10
Download Viewed Version Summary Position DOC-2018-10 aims to integrate into the AMF's regulatory practices the ESMA guidelines applicable to the rules and procedures that the CSD must establish to manage the remediation of a participant's failure pursuant to Article 41 of Regulation (EU) No 909/2014.
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Orientations on rules and procedures applicable in the event of a CSD participant failure - ESMA70-151-294 FR Archives
Position DOC-2018-10 aims to integrate into the AMF's regulatory practices the ESMA guidelines applicable to the rules and procedures that the CSD must establish to manage the remediation of a participant's failure pursuant to Article 41 of Regulation (EU) No 909/2014. This position will be applicable as of October 19, 2018.
Download the doctrine
Orientations on rules and procedures applicable in the event of a CSD participant failure - ESMA70-151-294 FR Legal notices: Publisher: The Director of the AMF Communication Department. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02