Regulatory Alerts2015-10-02
Trinidad and Tobago SEC Advisory Circular on Revised Registration Statements under Securities Act 2012
The Trinidad and Tobago Securities and Exchange Commission issued this advisory circular to inform reporting issuers of the new requirement under Section 61(2) of the Securities Act, 2012 to file revised registration statements within fourteen days of their financial year-end. To accommodate the transition from the previous Securities Industry Act, the Commission granted an extension until September 30, 2013 for issuers whose financial years ended between December 31, 2012 and June 30, 2013. The circular also specifies that Form No. 4 and the TT$5,100 filing fee applicable under the former Act remain valid for these filings pending the enactment of new by-laws.
Share