2013-01-01

Regulation No. 2 of 2013 Regarding Brokerage and Portfolio Management Companies

The Financial Regulatory Authority issued Regulation No. 2 of 2013 to establish comprehensive licensing and operational standards for brokerage firms and portfolio management companies. The directive mandates strict capital adequacy, corporate governance frameworks, and risk management protocols to ensure market stability and investor protection. It further outlines compliance obligations, reporting requirements, and supervisory powers to oversee the continuous operations of these financial intermediaries.

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Home Uncategorized كتاب رقم 2 لعام 2013

كتاب رقم 2 لعام 2013

بشأن شركات السمسرة وشركات تكوين وإدارة محافظ الأوراق المالية

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