Regulatory Alerts2024-06-25 | https://aifc.kz/legal-framework/prudential-rules-for-investment-firms/Prudential Rules For Investment Firms
The regulator has published the current version of the Prudential Rules For Investment Firms, incorporating amendments effective from 1 January 2025. This document serves as the authoritative listing for the regulatory framework governing investment firms, providing access to the consolidated V7 text alongside historical versions and specific amendment records. It ensures market participants can locate the most up-to-date prudential requirements and track the evolution of these rules through dated past versions.
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Effective Version
current version can be found on Regulator's website: https://orderly.myafsa.com/articles/prudentialrulesinvestfirms
Effective Version
Prudential Rules For Investment Firms V7., with amendments as of 15 December 2024, commence on 1 January 2025
303 KB
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Past Version
Prudential Rules For Investment Firms V6., with amendments as of 22 September 2024, commence on 4 October 2024
538 KB
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Prudential Rules For Investment Firms V5., with amendments as of 30 June 2024, commence on 1 July 2024
385 KB
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Prudential Rules For Investment Firms V4., with amendments as of 12 December 2021, commence on 1 january 2022
266 KB
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Prudential Rules For Investment Firms V3., with amendments as of 28 June 2020, commence on 1 july 2020
265 KB
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Prudential Rules For Investment Firms V2., with amendments as of 2 July 2019, commence on 5 August 2019
273 KB
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Prudential Rules For Investment Firms Initial version
265 KB
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Amendments
Prudential Rules For Investment Firms A6., with amendments as of 15 December 2024, commence on 1 January 2025
420 KB
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Prudential Rules For Investment Firms A5., with amendments as of 22 September 2024, commence on 4 October 2024
425 KB
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Prudential Rules For Investment Firms A4., with amendments as of 30 June 2024, commence on 1 July 2024
421 KB
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Prudential Rules For Investment Firms A3., with amendments as of 12 December 2021, commence on 1 January 2022
138 KB
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Prudential Rules For Investment Firms A2., with amendments as of 28 June 2020, commence on 1 july 2020
145 KB
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Prudential Rules For Investment Firms A1., with amendments as of 2 July 2019, commence on 5 August 2019
164 KB
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