Regulatory Alerts2021-01-01
Securities (Disclosure Obligations of Reporting Issuers) (Amendment) Rules 2021
The Financial Services Commission issued the Securities (Disclosure Obligations of Reporting Issuers) (Amendment) Rules 2021 to modify the 2007 Principal Rules governing securities disclosures. The amendment introduces a new rule exempting specific securities offers from the Principal Rules and updates multiple existing rules to explicitly permit or require disclosure via website publication. Repealing rule 16A and taking effect on 4 September 2021, these changes streamline reporting issuer obligations by modernizing disclosure methods and clarifying applicability.
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