Regulatory Alerts1993-01-01
Securities and Exchange Commission of Sri Lanka Regulations 1993
The Securities and Exchange Commission of Sri Lanka issued these regulations to prescribe the specific application forms and fee structures for licensing stock exchanges, brokers, and dealers. The rules mandate that corporate entities, individual practitioners, and exchanges submit distinct forms (A, B, C) accompanied by required financial and operational documentation to the Commission. Furthermore, the regulations establish validity periods for issued certificates, granting five-year terms to stock exchanges and one-year terms to stock brokers and dealers.
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