Regulatory Alerts2021-01-01
Securities (Solicitation) (Amendment) Rules 2021
The Financial Services Commission amended the Securities (Solicitation) Rules 2020 to extend solicitation obligations to holders of Robotic and Artificial Intelligence Enabled Advisory Services Licences. The amendment modifies the principal rules' schedule by adding a specific item that classifies these licence holders under the existing regulatory framework. These rules officially come into operation on 12 June 2021.
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