Regulatory AlertsProduction of Independent Analyses During Significant Financial Operations Intended for Individual Retail Investors
The Autorité des marchés financiers (AMF) issued Recommendation DOC-2007-12 to establish guidelines for the production of independent financial analyses during significant financial operations targeting individual retail investors. This doctrine, applicable as of May 18, 2007, aims to ensure the integrity and independence of financial analysis in the context of major public offerings. The recommendation references Article 223-10-1 of the General Regulation and builds upon the work of the Jean de Demandolx Dedons working group.
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III - Service Providers III. 2 - Other Service Providers III. 2.3. Financial Analysts Doctrine Information and Financial Operations
Production of Independent Analyses During Significant Financial Operations Intended for Individual Retail Investors
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Applicable as of May 18, 2007 Recommendation DOC-2007-12
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Download the doctrine Reference Texts
Article 223-10-1 of the General Regulation
Report by the working group chaired by Mr. Jean de Demandolx Dedons: For a new boost to independent financial analysis on the French market
Independent Expertise in the Context of Financial Operations
Independent Expertise Legal Notices: Publisher: The Director of the Communication Department of the AMF. Contact: Communication Department, Autorité des marchés financiers - 17, place de la Bourse - 75082 Paris Cedex 02